ISO 42001
Artificial Intelligence Management System (AIMS)

Home » ISO 42001 Artificial Intelligence Management System (AIMS)
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What is ISO 42001?

ISO 42001 is the international standard for Artificial Intelligence Management Systems (AIMS). It was published in December 2023 by the International Organisation for Standardization (ISO). This standard provides a structured framework for Organisations to responsibly manage AI systems, ensuring they are:

  • • Ethically developed and used
  • • Transparent and accountable
  • • Safe and secure
  • • Compliant with applicable laws and regulations

It’s the first global AI management system standard, designed to help Organisations establish, implement, maintain, and continually improve AI systems within their operations.

Why is ISO 42001 Important to an Organisation?

ISO 42001 is important because it addresses growing global concerns around the risks, ethics, and governance of AI systems. Organisations adopting AI are increasingly expected to:

  • • Use AI ethically and responsibly
  • • Protect users from bias, discrimination, and misuse
  • • Ensure explainability, transparency, and accountability

Adopting ISO 42001 shows that an Organisation is taking proactive, structured, and responsible steps to manage its AI systems — this is especially important as AI becomes regulated more strictly across the globe (e.g., the EU AI Act, and similar laws emerging elsewhere).

Key Benefits of Implementing ISO 42001

Trust and Transparency

• Builds stakeholder trust by ensuring AI systems are developed and used responsibly and transparently.

• Enhances brand reputation and shows commitment to ethical AI practices.

Compliance with Regulations

• Helps Organisations prepare for or comply with emerging AI laws and regulations (e.g., EU AI Act, GDPR, etc.).

• Minimizes legal and regulatory risks related to AI misuse or failure.

Risk Management

• Provides a framework to identify, assess, and mitigate AI-related risks, including:

    • Bias and discrimination
    • Security vulnerabilities
    • Ethical dilemmas
    • Lack of human oversight

Improved Governance and Accountability

• Establishes clear roles and responsibilities for managing AI within an Organisation.

• Encourages documentation and auditability of AI decisions and data usage.

Operational Efficiency

• Promotes consistent and repeatable AI processes, improving the quality, reliability, and performance of AI systems.

Competitive Advantage

• Demonstrates to customers, investors, and partners that the Organisation is ahead in responsible AI practices.

• Can be used as a differentiator in AI-driven markets.

Alignment with Ethical Principles

• Encourages alignment with international AI ethics principles, such as fairness, accountability, and human oversight.

Continual Improvement

• Like other ISO management systems (e.g., ISO 9001, ISO 45001, ISO 14001, ISO/IEC 27001), ISO 42001 promotes continuous improvement in AI governance and performance.

Who Should Use ISO 42001?

  • • Any organisation developing, deploying, or using AI, regardless of size or industry.
  • • Especially relevant to:
    • AI solution providers
    • Financial institutions
    • Healthcare providers
    • Government agencies
    • Tech companies
    • Data-driven businesses

How Does ISO 42001 Work?

Like other ISO management systems, ISO 42001 uses the Plan-Do-Check-Act (PDCA) cycle to:

  • • Plan: Identify AI risks, define objectives, and set governance structures.
  • • Do: Implement policies, controls, and processes for AI systems.
  • • Check: Monitor and review AI system performance and compliance.
  • • Act: Take corrective actions and drive continual improvement.

Comparison: ISO 42001 vs Other AI Frameworks

Here’s a comparison between ISO 42001 and other key AI-related frameworks to help you understand how they align, differ, and complement each other.

Aspect ISO 42001 EU AI Act OECD AI Principles NIST AI RMF (U.S.) Singapore Model AI Governance Framework
Type Management system standard Legally binding regulation Voluntary ethical guidelines Voluntary risk management framework Voluntary governance model
Publisher ISO (International Organisation for Standardization) European Union OECD (Organisation for Economic Co-operation and Development) NIST (National Institute of Standards and Technology) Singapore’s Infocomm Media Development Authority (IMDA)
Geographical Scope Global (international) EU-wide (with global implications) International (OECD countries) Primarily USA (but used globally) Primarily Singapore (globally referenced)
Focus Operational governance of AI systems within an organisation Risk-based classification and regulation of AI systems Broad principles for trustworthy AI Risk management across AI lifecycle Ethical use and governance of AI
Enforceability Voluntary (can be certified) Mandatory for covered entities in EU Voluntary Voluntary Voluntary
Key Features – AI risk management
– Governance structure
– Human oversight
– Continuous improvement (PDCA model)
– Aligned with other ISO standards
– Risk-based classification (e.g., unacceptable, high-risk, etc.)
– Mandatory requirements for high-risk AI
– Fines for non-compliance
– Human-centered values
– Transparency
– Robustness and safety
– Accountability
– Functions-based (Govern, Map, Measure, Manage)
– Tailored to organisation’s context
– Risk identification & mitigation
– Practical implementation of AI ethics
– Accountability, explainability, transparency
– Sector-specific guidance
AI Lifecycle Coverage ✔️ Full lifecycle (design → deployment → monitoring) ✔️ Full lifecycle, esp. high-risk use cases ⚠️ Broad principles only (not lifecycle-specific) ✔️ Full lifecycle focus ✔️ Lifecycle focus with case studies
Certification Available? ✔️ Yes (like ISO 27001, 9001) ❌ No (legal compliance, not certification) ❌ No ❌ No ❌ No
Industry Use Cross-industry Cross-industry (within EU and exports) Guiding governments & policy Widely used by AI developers, U.S. orgs Used in APAC, private & public sector

Key Strengths of ISO 42001

Standardised & Certifiable

Organisations can demonstrate compliance via certification (similar to ISO 27001 for cybersecurity).

streamlined-operations
Neutral and Global

Unlike national regulations, ISO 42001 is designed for global applicability, making it ideal for multinational Organisations.

Processing-Integrity
Integration Ready

Designed to integrate with other management systems (e.g., ISO 9001, ISO 27001).

ongoing-monitoring
Operational Focus

Unlike purely ethical or risk-based frameworks, ISO 42001 focuses on processes, roles, governance, and continuous improvement.

How They Work Together

These frameworks are not mutually exclusive — they complement each other:

ISO 42001 can help you operationalise the principles from OECD, Singapore, or NIST.

It can also support Organisations in complying with the EU AI Act by providing governance structures and documentation.

Using NIST AI RMF and ISO 42001 together can strengthen both risk management and process standardization.

Summary: Which One Should You Use?

Use Case Recommended Framework(s)
Need to certify AI governance internationally ISO 42001
Operate in the EU or export AI to EU EU AI Act (must comply), ISO 42001 (helps align)
Want to align with ethical principles OECD, Singapore, ISO 42001
Need strong risk management tools NIST AI RMF, ISO 42001
Working in Asia-Pacific Singapore Framework, ISO 42001

Are you Ready for ISO 42001 Certification?

Contact Us Today on 1800 024 940 to speak directly to our staff, or send us your questions via email at co@sustainablecertification.com.au and we’ll get back to you on the same day.

How does the Certification process work?

ISO Certification Process

Sustainable Certification™ seeks to make the certification process – and the rectification of any non-conformities – simple and affordable through our cutting-edge online portal. If you’re seeking certification as part of a tender process, you want to be able to focus your energy and your organisation’s resources on what’s important, so we strive to make your journey to your certification as streamlined as possible.

Application and Contract

  1. The client submits an application for certification.
  2. Sustainable Certification evaluates the application and presents a certification proposal.
  3. Upon agreement, the client accepts the proposal and returns it to Sustainable Certification.
  4. As soon your AII Management System is Ready for certification audit our scheduler will schedule the audits and introduce you to our Lead Auditor.

If you want to find out the Gap in your implemented Management System, Sustainable Certification can offer the option of conducting a Gap Analysis to begin the certification process.

Certification or Transfer of Certification

  1. Stage 1 Audit, the audit team will evaluate the documentation and readiness of the management system in preparation for the Stage 2 Audit.
  2. In Stage 2, known as the Certification Audit, the audit team will assess the actual implementation of the system and address any outstanding issues identified during Stage 1.
  3. Following a thorough review and a positive decision by the independent Sustainable Certification authority, the organization will be recommended for certification. Upon recommendation, a certificate will be issued.

Maintaining certification

  1. Every issued certificate is valid for a period of three years. Following certification, a scheduled audit program will be established to conduct regular audits throughout this three-year duration. These audits serve to ensure the company’s continuous adherence to the specified requirements of the standard. It is mandatory to conduct at least one surveillance audit per year.

Re-Certification

  1. The cycle begins again with annual 2 Surveillance Audits and then the Recertification Audit on the 3rd year.

FAQ

The Artificial Intelligence Management System also knows as AIMS is a framework that enables businesses to best manage risks and opportunities associated with AI.  The AIMS ensures the ethical use of Artificial intelligence within businesses

The Key Benefits of ISO 42001 include the following:

    1. 1. Major savings in your overall cost
    2. 2. Transparency in the use of your AI systems
    3. 3. Clear evidence of responsibility and accountability in use of AI

ISO 42001 can be integrated with other Management Systems including (ISO 9001:2015- Quality Management Systems, ISO 27001-Information Security Management Systems and ISO 27701- Privacy Information Management Systems).

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ABOUT ISO 42001:2023